Dr Andrew Serpell - Researcher Profile

Biography

Andrew Serpell joined the department in 2006, teaching, researching and publishing in the areas of financial services, corporations law, corporate crime and judicial method.

Before joining the Department of Business Law and Taxation, Andrew spent many years at the Australian Securities and Investments Commission (ASIC) and its predecessors, working in Regulatory Policy on financial services regulatory reform.

 

Research & Supervision Interests

• Financial services law
• Corporations law
• Corporate crime
• Judicial method

 

Keywords

Financial services law, corporations law, corporate crime, judicial method

Qualifications

DOCTOR OF JURIDICAL SCIENCE

Institution: University of Melbourne

Year awarded: 2001

DIPLOMA COURSE

Institution: Securities Institute of Australia

Year awarded: 1990

LLB (HONS)

Institution: Monash University

Year awarded: 1984

BSC

Institution: Monash University

Year awarded: 1982

Publications

Journal Articles

Serpell, A.J., 2012, The future of financial advice reforms, Company and Securities Law Journal [P], vol 30, issue 4, Lawbook Co, Rozelle NSW Australia, pp. 240-252.

Serpell, A., 2011, Social policy information: Recent decisions of the High Court of Australia, Journal of Judicial Administration [P], vol 21, issue 2, Lawbook Co, Rozelle NSW Australia, pp. 109-125.

Serpell, A., 2010, Treating consumers fairly in the Australian financial services sector, Australian Journal of Corporate Law [P], vol 25, issue 1, LexisNexis Butterworths, Chatswood NSW Australia, pp. 26-47.

Serpell, A.J., 2009, Re-evaluating the appropriate advice rule in light of the global financial crisis, The UNE Law Journal [P], vol 4, issue 2, University of New England, Armidale NSW Australia, pp. 33-52.

Serpell, A.J., 2008, Regulation impact assessment, Economic Papers, vol 27, issue 2, Economic Society of Australia, St. Ives NSW Australia, pp. 41-52.

Serpell, A.J., 2008, The future of financial services regulatory reform in Australia: Conduct and disclosure obligations, Macquarie Journal of Business Law, vol 5, issue 2008, Macquarie University, Faculty of Law, Ryde NSW Australia, pp. 329-352.

Serpell, A.J., 2006, The impact of the FSR refinements regulations on disclosure, E Law Journal, vol 13, issue 2, Murdoch University, School of Law, Murdoch WA Australia, pp. 80-112.

Conference Proceedings

Serpell, A.J., 2006, Some observations on regulatory reform, Issues Arising from Financial Services Reform: Proceedings of the Conference, 14 July 2006, Department of Business Law and Taxation, Monash University, http://www.buseco.monash.edu.au/blt/tlpri/fsr-seminar-proceed-06.pdf, pp. 115-123.

Postgraduate Research Supervisions

Current Supervision

Program of Study:

(DOCTORATE BY RESEARCH).

Thesis Title:

Measuring the correspondence between legislative change and disclosure of corporate risk factors.

Supervisors:

Welsh, M (Main), Serpell, A (Associate).